Consulting

Clients can receive investment advice on a limited and isolated basis such as estate planning, retirement planning, or any other specific topic.  Sam Gott also provides specific consultation and administrative services regarding investment and financial concerns of the client.

Sam also provides advice on non-securities matters.  Generally, this is in connection with the rendering of estate planning, insurance, and/or annuity advice.

Fee Schedule for Consulting Services:

Fees for consulting services will be billed on an hourly basis, at the rate of $225 per hour, depending on the nature and complexity of each client’s circumstances.  An estimate for total hours will be determined at the start of the advisory / consulting relationship. 50% of the estimated fee, up to the amount of $500, will be due.  Not all consulting services will result in recommendations in writing.  It is anticipated that certain services will be provided verbally.

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Sam Gott, Registered Investment Advisor
4 Dominion Drive
Building 3, Suite 250
San Antonio, Texas 78257
Ph. 210-849-7772
Fax 210-881-6832
sam@sgria.com **
www.sgria.com

** We do not buy or sell securities by email; purchasing or selling of securities must be done by telephone, with verification, or in person.

Securities offered through Dominion Investor Services, Inc. Member FINRA/SIPC

Certified Financial Planner Board of Standards, Inc. owns the certification marks CFP(R), CERTIFIED FINANCIAL PLANNER(tm) and federally registered CFP (with flame logo) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.

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