Financial / Retirement Planning Services
Sam Gott provides investment advice in the form of a financial/retirement plan. Clients purchasing this service will receive a written financial plan which provides the client with a detailed plan designed to achieve their stated financial goals and objectives.
In general, the financial/retirement plan will address the following areas:
- PERSONAL: Family records, budgeting, personal liability, estate information, and financial goals.
- TAX & CASH FLOW: Income tax and spending analysis and planning for past, current, and future years. Sam Gott will illustrate the impact of various investments on a client’s current income tax and future tax liability.
- DEATH & DISABILITY: Cash needs at death, income needs of surviving dependents, estate planning and disability income analysis.
- RETIREMENT: Analysis of current strategies and investment plans to help the client achieve his or her retirement goals.
- INVESTMENTS: Analysis of investment alternatives and their effect on a client’s portfolio.
Sam Gott gathers required information through in-depth personal interviews. Information includes a client’s current financial status, future goals, and attitudes towards risk. Related documents supplied by the client are carefully reviewed, including a questionnaire completed by the client, and a written report is prepared.
Should a client choose to implement the recommendation contained in the financial plan, Sam Gott suggests the client work closely with his/her attorney, accountant, and/ or tax advisor.
Financial/Retirement Planning Fees:
The fee for comprehensive financial/retirement planning will be charged, on a fixed fee basis, according to the client’s net worth, as identified below:
Net Worth Fee ($)
$1 - $1 million, the fee is $1,500
$1 million - $3 million, the fee is $3,000
$3 million and above, the fee is Negotiable
50% of this fixed fee up to the amount of $500 will be due upon signing the advisory / financial planning agreement, with the balance due upon presentation of the plan to the client. Typically the financial plan will be presented to the client within 90 days of the contract date, provided that all information needed to prepare the financial plan has been promptly provided by the client.
Sam Gott, Registered Investment Advisor
4 Dominion Drive
Building 3, Suite 250
San Antonio, Texas 78257
Ph. 210-849-7772
Fax 210-881-6832
sam@sgria.com **
www.sgria.com
** We do not buy or sell securities by email; purchasing or selling of securities must be done by telephone, with verification, or in person.
Securities offered through Dominion Investor Services, Inc. Member FINRA/SIPC
Certified Financial Planner Board of Standards, Inc. owns the certification marks CFP(R), CERTIFIED FINANCIAL PLANNER(tm) and federally registered CFP (with flame logo) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
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